Thursday, October 17, 2013

Compliance Strategies

This essay will look at examples of compliance strategies which will then be discussed to see what extent they relate to the relevant compliance theory. As someone who ran a door-to-door business, I have used many compliance strategies in a various ways: recruitment, opening-pitch, closing the sale, and training. However, in this essay I will focus on my experience from knocking on a door until I have closed the deal. In this pitch there are a variety of compliance strategies that I will point out, however, the main focus that will be related back to compliance theory will be the examples of ‘foot-in the-door’ and ‘door-in-the-face’.

I worked for the charities sector of Cobra, essentially I would sell charity. The job was 100% commission. A sign-up of £5 per month would earn me £5; however, a sign-up of £6.50 would earn me double - £10. The commission continued to rise compared to sign-up but since remaining signed up for at least 3 months was a condition for us to get paid we aimed for the magic number £6.50. Here are the techniques I used to achieve this.

When the door opens there tended to be someone there who was not too impressed to see a guy in a suit selling something. So first thing you have to do whilst wearing a genuine smile and maintaining eye-contact is greet them and wait for a response. This is part foot-in-the-door; engaging them in conversation vastly reduces the likelihood of the door being slammed in your face. Second, you are setting them up for your ice-breaker because almost everyone will ask:

 ‘What are you selling?’ This is where you laugh while saying:

 ‘Don’t worry! I’m not as bad as I look….. I promise you, I’m not selling anything!’

Technically this is true but it is an example of low-balling because I’m giving the impression that I don’t want anything from them when actually I want them to commit to a long-term direct debit.

Next comes the classic foot-in-the-door technique, however, for us it was called ‘card-in-the-hand’. The card was just a laminated A4 brightly coloured information card with the charity logo and some pictures, but getting it in the customers hand was highlighted as the most crucial aspect of the pitch. The reason why this card is given is not to give the person information; actually, you don’t want them to have more than a glance at it. If they are looking at the card that means they are not looking at you. If they are actually reading the card; not only are they not looking at you, they aren’t listening either. The reason the card is placed in their hand is so they cannot shut the door without giving you it back.

In this situation, the card is the foot. It serves as a physical barrier stopping the door being shut. Furthermore, by placing it in their hand a small request has been agreed to; your request that they hold your card. In theory by complying with this small request, they are more likely to agree to a larger one. Freedman and Fraser (1966) investigated this phenomenon by contacting suburban housewives in their homes first with a small request and later with a larger more consequential request. They found that subjects who had complied with the trivial request were much more likely to comply with the larger one two weeks later. From my own experience, this is true; if the person does not take the card, there is no chance of a sale and most often your pitch will be interrupted and door abruptly closed. Whereas, in most instances where someone takes the card; they will at least hear you out. The small request of ‘hold this’ facilitates the larger request of ‘listen to me for a few minutes’ in this instance, and in combination with the various other compliance strategies may even lead to a sale. 

Freedman and Fraser believed that happened because people perceive their own compliance with the initial task and rationalise that they are the type of person ‘who does that sort of thing’ (p.201) which may result in an attitude change. Daryl Bem (1972) described individuals coming to know their own attitudes, emotions and internal states by inferring them from observations of their own behaviour and circumstances in which they occur. He states that when the individual’s internal cues are weak, ambiguous, or confused; they are in the same position as the outside observer. He called this the ‘self-perception theory’.

So far we have covered the ‘introduction’, where you establish a conversational tone and break the ice and the ‘presentation’ where you get the card in their hand. Now begins the ‘short story’ which is filled with compliance strategies.

‘I’ve just been running round letting all your neighbours know about a big-fundraiser that kicks off in a month for these kids (point to pictures on card). Have you heard about it?’ 

This one in sales is called ‘keeping-up-with –the-Joneses’; where you speak about all the neighbours getting involved.

Next tell them a little about what the charity does but finish the short-story with:

‘…but to keep up all these local projects up and running, we need raise £50,000 from this community fundraiser….Have you got a few grand you can help us out with?’

This is the ‘door-in-the-face’ technique and can actually have that effect. I have been reported as a con-man a few times because I got to this stage of the pitch before having my card thrown at me and the door slammed in my face. However, the more common response is laughter at such a ridiculous request.  

‘No? You sure you don’t have a few grand in your back pocket? Hahaha….
Funnily enough, your neighbours couldn't spare that much either… 
But since we want to keep these projects running for as long as we can, they felt that they could spare a couple of quid a week and keep it going for as long as possible… 
I take it like everyone else that’s ok with you?’

Door-in-the-face can be understood through the theories of ‘perceptual contrast’ and ‘reciprocal concession’. The contrast effect is a psychological phenomenon that has been shown in countless situations. Dating as far back as John Locke (1690) who noted that lukewarm water felt hot or cold depending whether the hand was previously exposed to cold or hot water. Cialdini (1985) states that if we see two related things in sequence that are in some way different, we tend to see the second as being more different from the first than it actually is. Compared to thousands of pounds, £2 seems like nothing.

Cialdini claims that we are socialised to feel uncomfortable if someone has given us a gift or done us a favour that we have not returned. In this instance, a concession was made. The smaller figure does not sound like that much money when compared with the larger sum on the table a moment before. In addition, the person may feel that by accepting a lower number they “owe” you and make the small donation wanted all along.


References

Bem, D.J. (1972) Self-Perception Theory. Advances in Experimental Social Psychology, 4, 1-62

Freedman, J.L. and Fraser, S.C. (1966) Compliance without pressure: The foot-in-the-door technique. Journal of Personality and Social Psychology, 4, 195-202


Locke, J. (1690/1964). An Essay Concerning Human Understanding. Fontana Library, London, (5th ed). A. D. Woozley (ed.), Abridged

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